Governance evidence
What agencies reported about the OMB M-25-21 minimum practices for high-impact AI. This is a disclosure analysis, not an audit, a compliance finding or an official assessment. An unanswered question is missing evidence, not evidence that a safeguard is absent.
Practice-by-practice evidence
Denominator: 12 records · all use cases in the current filter| Practice | In scope | In place | In progress | Not in place | N/A | Precluded or waived | Other | No answer | Answered | In place of applicable |
|---|---|---|---|---|---|---|---|---|---|---|
| Pre-deployment testing | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
| AI impact assessment | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
| Independent review | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
| Ongoing monitoring | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
| Operator training | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
| Fail-safe | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
| Appeal process | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
| User and public consultation | 12 | 0 | 0 | 0 | 0 | 0 | 0 | 12 | 0% | 0% of 12 |
Answered = records with any answer ÷ records in scope. In place of applicable = reported in place ÷ (in scope minus not applicable, precluded and waived). Unanswered records stay in that denominator, so the rate is a lower bound on reported evidence, not an estimate of real practice.
| Testing | Impact assess. | Indep. review | Monitoring | Training | Fail-safe | Appeal | Consultation | n | |
|---|---|---|---|---|---|---|---|---|---|
| SEC | – | – | – | – | – | – | – | – | 12 |
Hatched cells: the agency answered nothing for that practice, so there is no evidence either way. Compare agencies with care: each agency is one reporting unit, and portfolios differ in size and type.
Records requiring further investigation
12 records with at least one practice unanswered or in progressOpen in explorer| Use case | Stage | Test | AIA | Review | Monitor | Train | Fail-safe | Appeal | Consult |
|---|---|---|---|---|---|---|---|---|---|
| Comment Letter Review and Analysis SEC · SEC-1 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| Forms Filed SEC · SEC-2 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| Tailored Shareholder Report (TSR) SEC · SEC-3 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| Mobile Phone Artificial Intelligence Features SEC · SEC-7 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| EDGAR Filing Certification Review Solution SEC · SEC-10 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| EDGAR Filing Audit Report Solution SEC · SEC-12 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| EDGAR Technical Support Public Chatbot SEC · SEC-14 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| EDGAR Filing Signature Review Solution SEC · SEC-15 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| EDGAR Filing Risk Disclosure Review Solution SEC · SEC-16 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| Testing Developer Workflows SEC · SEC-17 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| Testing of Various AI Algorithms and Models SEC · SEC-22 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
| Using AI to Help with Coding-Related Tasks/Questions SEC · SEC-27 | Retired | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported | No answer reported |
Unanswered analytical questions
Generated from the data; for follow-up with agenciesThese are questions the inventory raises but cannot answer. They are not findings of non-compliance.