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Snapshot · OMB 2025 inventory · processed Oct 11, 2026
Federal AI Intelligence · U.S. Government AI Observatory

Custom inventory report

Filter: agency = SEC; AI type = unknown

Generated 2026-10-12 10:32 UTCDataset: 2025 Federal Agency AI Use Case Inventory (individually reported use cases), Office of Management and Budget (OMB). Version 2025-inventory@62d5baa65fa3, processed 2026-10-11, rules 2026.10.1. Static snapshot.Applied filters: agency = SEC; AI type = unknown · 12 records

Key findings

  • 12 use-case records from 1 agencies: 0 deployed (0%), 0 pilots, 0 in development or acquisition, 12 retired, 0 with no stage reported.
  • 0 records are designated high-impact; 0 of them (n/a) answered at least one minimum-practice question.
  • Sourcing is reported for 0% of use cases. Where reported, n/a involve in-house development.

Lifecycle

StageRecordsShare
Retired12100%

AI technology

ClassificationRecordsShareDeployed
Not reported12100%0

Agencies

AgencyRecordsDeployedHigh-impactCompleteness
SEC · Securities and Exchange Commission120017%

High-impact designation

DesignationRecords
Not high-impact12

Governance evidence: use cases designated high-impact

PracticeIn placeIn progressNot in placeN/A or precludedOtherNo answerIn scope
Pre-deployment testing0000000
AI impact assessment0000000
Independent review0000000
Ongoing monitoring0000000
Operator training0000000
Fail-safe0000000
Appeal process0000000
User and public consultation0000000

"In place" means the agency reported the practice as established. "No answer" means the field was blank; it says nothing about whether the practice exists.

Method

All figures are computed directly from the normalised inventory records. Category labels are normalised from the source answer options; original values are kept on each record. Governance answers are classified as in place, in progress, not in place, not applicable, precluded, waived, other or no answer, and blanks are never read as "no". See the Methodology page for full rules.

Limitations

  • Figures are what agencies reported in the 2025 inventory. They are not verified, and registration of use cases is not complete for every agency.
  • A blank answer is missing evidence, not evidence that a practice or safeguard is absent.
  • Counts are use-case records. A larger portfolio does not indicate better performance or greater AI maturity, and agencies differ in how they split systems into use cases.
  • The inventory has no budget, cost, accuracy or outcome data. None is shown or inferred here.
  • This is a disclosure analysis. It is not an audit, a compliance determination or an official government assessment.

Source records

All 12 records.

RecordAgency IDAgencyUse caseStage
R0003SEC-1SECComment Letter Review and AnalysisRetired
R0004SEC-2SECForms FiledRetired
R0005SEC-3SECTailored Shareholder Report (TSR)Retired
R0008SEC-7SECMobile Phone Artificial Intelligence FeaturesRetired
R0010SEC-10SECEDGAR Filing Certification Review SolutionRetired
R0012SEC-12SECEDGAR Filing Audit Report SolutionRetired
R0013SEC-14SECEDGAR Technical Support Public ChatbotRetired
R0014SEC-15SECEDGAR Filing Signature Review SolutionRetired
R0015SEC-16SECEDGAR Filing Risk Disclosure Review SolutionRetired
R0016SEC-17SECTesting Developer WorkflowsRetired
R0020SEC-22SECTesting of Various AI Algorithms and ModelsRetired
R0025SEC-27SECUsing AI to Help with Coding-Related Tasks/QuestionsRetired

Prepared with Federal AI Intelligence by Irakli Petriashvili. Source: https://github.com/ombegov/2025-Federal-Agency-AI-Use-Case-Inventory