SEC · SEC-39 · record R0032
Agentic Knowledge Base of Amazon Web Services Cloud Environment for the Securities and Exchange Commission (ACES)
Securities and Exchange Commission · Office of Information Technology (OIT)
Overview
- Development stage
- PilotSource: b) Pilot – The use case has been deployed in a limited test or pilot capacity.
- High-impact designation
- Not high-impactSource: c) Not high-impact
- Impact justification
- Not reported
- Start date
- Not reported
- Withheld from public reporting
- NoSource: a) No
Mission
- Topic area
- Information Technology
- Operational functions
- Summarization, Search and knowledge retrieval Derived by keyword rules; see methodology
Problem the AI is intended to solve
Retrieving and Summarizing support FAQ information
Expected benefits
The AI system will look for relevant historical FAQs and Compliance Best Practices to present to Cloud Engineers using the ACES platform
System outputs
The AI system will look for relevant historical FAQs and Compliance Best Practices to present to Cloud Engineers using the ACES platform
Technology
- AI classification
- Generative AISource: Generative AI: AI that generates new or synthetic content (e.g., images, videos, audio, text, code).
- System name(s)
- ACES
- Custom-developed code
- Not reported
- Public source code
- Not reported
Sourcing
- How it was built
- Developed in-houseSource: b) Developed in-house
- Vendor (as reported)
- Not reported
- Vendors (standardized)
- None on the standard list
A vendor is the supplier named by the agency. It does not identify the underlying model or AI technology.
Data and privacy
- Involves PII
- No
- Privacy Impact Assessment
- Not reported
- Authorization to Operate
- Yes
- Demographic features
- k) None of the above
- Training and evaluation data
- No training
- Federal Data Catalog
- Not reported
Governance
0 of 8 minimum-practice questions answered. A blank answer means the agency reported nothing; it does not mean the practice is absent.
Pre-deployment testingNo answer reported
AI impact assessmentNo answer reported
Independent reviewNo answer reported
Ongoing monitoringNo answer reported
Operator trainingNo answer reported
Fail-safeNo answer reported
Appeal processNo answer reported
User and public consultationNo answer reported
Potential impacts and how they were identified
Not reported