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Snapshot · OMB 2025 inventory · processed Oct 11, 2026
SEC · SEC-49 · record R0042

Creating AI generated images

Securities and Exchange Commission · Division of Enforcement (ENF), Division of Economic and Risk Assessment (DERA)

Overview

Development stage
DeployedSource: c) Deployed – The use case is being actively authorized or utilized to support the functions or mission of an agency.
High-impact designation
Not high-impactSource: c) Not high-impact
Impact justification
Not reported
Start date
2025-03 (month precision)Source: 03/2025
Withheld from public reporting
NoSource: a) No

Mission

Topic area
Other
Operational functions
No function tag matched Derived by keyword rules; see methodology

Problem the AI is intended to solve

Facilitate the use of models for AI generated image creation

Expected benefits

Cost savings, efficient use of time for creating stock images for presentations, keeping up with state-of-the-art technologies.

System outputs

Image response is in direct response to users individual request.

Technology

AI classification
Generative AISource: Generative AI: AI that generates new or synthetic content (e.g., images, videos, audio, text, code).
System name(s)
SEARCH
Custom-developed code
Yes
Public source code
Not reported

Sourcing

How it was built
Contract and in-houseSource: c) Developed with both contracting and in-house resources
Vendor (as reported)
Elder Research
Vendors (standardized)
Elder Research

A vendor is the supplier named by the agency. It does not identify the underlying model or AI technology.

Data and privacy

Involves PII
No
Privacy Impact Assessment
Not reported
Authorization to Operate
Yes
Demographic features
k) None of the above
Training and evaluation data
No SEC data are used to train or fine-tune. This application uses a model from AWS as-is.
Federal Data Catalog
Not reported

Governance

0 of 8 minimum-practice questions answered. A blank answer means the agency reported nothing; it does not mean the practice is absent.

Pre-deployment testingNo answer reported
AI impact assessmentNo answer reported
Independent reviewNo answer reported
Ongoing monitoringNo answer reported
Operator trainingNo answer reported
Fail-safeNo answer reported
Appeal processNo answer reported
User and public consultationNo answer reported

Potential impacts and how they were identified

Not reported