FDIC · FDIC – 19 · record R1053

Pre-Examination Planning Monitoring

Federal Deposit Insurance Corporation · Division of Depositor and Consumer Protection

Overview

Development stage: DeployedSource: c) Deployed – The use case is being actively authorized or utilized to support the functions or mission of an agency.
High-impact designation: Not high-impactSource: c) Not high-impact
Impact justification: Not reported
Start date: 2023-01 (month precision)Source: 01/2023
Withheld from public reporting: NoSource: a) No

Mission

Topic area: Other
Operational functions: No function tag matched Derived by keyword rules; see methodology

Problem the AI is intended to solve

The pre-exam planning process is time intensive and FDIC has limited examiner resources to review pre exam planning materials and make examination scoping decisions

Expected benefits

This project mitigates time constraints and limited examiner resources by enhancing efficiency of pre-exam planning by identifying PEP questions that are not indicative / misaligned with risk, thereby reducing examiner burden and yielding time savings for pre exam planning

System outputs

A report related to pre-exam questions on their alignment with risk identification.

Technology

AI classification: Computer visionSource: Computer Vision: AI that processes and interprets visual data (e.g., images and videos).
System name(s): PERSYS
Custom-developed code: Yes
Public source code: Not reported

Sourcing

How it was built: Developed in-houseSource: b) Developed in-house
Vendor (as reported): Not reported
Vendors (standardized): None on the standard list

A vendor is the supplier named by the agency. It does not identify the underlying model or AI technology.

Data and privacy

Involves PII: No
Privacy Impact Assessment: Not reported
Authorization to Operate: Yes
Demographic features: k) None of the above
Training and evaluation data: PEP IR (Pre-Examination Planning Instrument Report) uses pre-exam planning documents such as ARCH (Assessment of Risk of Consumer Harm), Call Report data, to identify pre exam planning questions for further review.
Federal Data Catalog: Not reported

Governance

0 of 8 minimum-practice questions answered. A blank answer means the agency reported nothing; it does not mean the practice is absent.

Pre-deployment testingNo answer reported

AI impact assessmentNo answer reported

Independent reviewNo answer reported

Ongoing monitoringNo answer reported

Operator trainingNo answer reported

Fail-safeNo answer reported

Appeal processNo answer reported

User and public consultationNo answer reported

Potential impacts and how they were identified

Not reported