AI use-case explorer
AI use cases
Search and filter every reported use case. Open a record for the agency's full description, governance answers and source provenance.
Columns (7)
| Use case | Agency | Stage | High-impact | Topic area | AI classification | Sourcing |
|---|---|---|---|---|---|---|
| Name Matching SEC-19 · Division of Examinations (EXAMS) | SEC | Deployed | Not high-impact | Other | Classical / predictive ML | Contract and in-house |
| Parsing of Plain Language Descriptions to Machine-Readable Notations SEC-20 · Division of Examinations (EXAMS) | SEC | Deployed | Not high-impact | Other | Classical / predictive ML | Contract and in-house |
| Using Machine Learning/Artificial Intelligence Techniques to Predict Entities With Certain Risk Characteristics SEC-24 · Division of Examinations (EXAMS) | SEC | Deployed | Not high-impact | Other | Classical / predictive ML | Contract and in-house |
| Identification of Potentially Manipulative Activity in Certain Accounts SEC-26 · Division of Examinations (EXAMS) | SEC | Deployed | Not high-impact | Other | Classical / predictive ML | Contract and in-house |
| Single Event Insider Trading Analysis SEC-34 · Division of Enforcement (ENF) | SEC | Deployed | Not high-impact | Law Enforcement | Classical / predictive ML | Contract and in-house |
| Tracing digital asset transactions and identifying entities controlling wallet addresses SEC-67 · Division of Enforcement (ENF), Division of Examinations (EXA | SEC | Deployed | Not high-impact | Other | Classical / predictive ML | Purchased from vendor |
| Improve efficiency of comment letter ingestion SEC-68 · Office of the Secretary (OS) | SEC | Deployed | Not high-impact | Service Delivery | Classical / predictive ML | Contract and in-house |
| CF Staff Review Comments SEC-9 · Division of Corporate Finance (CF) | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
| Identification of Potentially Manipulative Trading Activity in Registrant Data SEC-21 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
| Enhancing Analysis of SEC Web Engagement Trends Using AI SEC-54 · Office of Information Technology (OIT), Office of the Chief | SEC | Pre-deployment | Not high-impact | Service Delivery | Classical / predictive ML | Not reported |
| Identifying Citations of SEC Publications to Measure Market Impact SEC-55 · Office of the Chief Data Officer (OCDO), Office of Informati | SEC | Pre-deployment | Not high-impact | Service Delivery | Classical / predictive ML | Not reported |
| Analyzing Registered Offerings Data to Understand Capital Formation Trends SEC-56 · Office of Information Technology (OIT), Office of the Chief | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
| Analyzing EDGAR Search Trends to Understand Public Interest in Filings SEC-57 · Office of the Chief Data Officer (OCDO), Office of Informati | SEC | Pre-deployment | Not high-impact | Service Delivery | Classical / predictive ML | Not reported |
| Analyzing Form ADV Data to Identify Trends Among Investment Advisers SEC-58 · Office of the Chief Data Officer (OCDO), Office of Informati | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
Showing 1 to 14 of 14 recordsPage 1 of 1