AI use-case explorer
AI use cases
Search and filter every reported use case. Open a record for the agency's full description, governance answers and source provenance.
Columns (7)
| Use case | Agency | Stage | High-impact | Topic area | AI classification | Sourcing |
|---|---|---|---|---|---|---|
| CF Staff Review Comments SEC-9 · Division of Corporate Finance (CF) | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
| Identification of Potentially Manipulative Trading Activity in Registrant Data SEC-21 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
| Large Language Model analysis for the Tips, Complaints and Referrals (TCR) system SEC-37 · Division of Enforcement (ENF) | SEC | Pre-deployment | Not high-impact | Service Delivery | Generative AI | Not reported |
| Knowledge base of federal securities law and chatbot SEC-41 · Division of Investment Management (IM) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Knowledge base of crypto comments and chatbot SEC-42 · Division of Investment Management (IM) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Create description of documents for records management in sharepoint SEC-43 · Office of the Chief Operating Officer (OCOO) | SEC | Pre-deployment | Not high-impact | Administrative Functions | Generative AI | Not reported |
| Semantic Layer Natural Language Query SEC-46 · Division of Economic and Risk Assessment (DERA), Office of t | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| AI Chart Generation SEC-48 · Division of Economic and Risk Assessment (DERA), Office of t | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Disclosure Review Chatbot SEC-50 · Division of Corporation Finance (CF) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Note-Taking Assistant SEC-51 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Public Website Search SEC-52 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Chatbot with SEC Documents SEC-53 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Enhancing Analysis of SEC Web Engagement Trends Using AI SEC-54 · Office of Information Technology (OIT), Office of the Chief | SEC | Pre-deployment | Not high-impact | Service Delivery | Classical / predictive ML | Not reported |
| Identifying Citations of SEC Publications to Measure Market Impact SEC-55 · Office of the Chief Data Officer (OCDO), Office of Informati | SEC | Pre-deployment | Not high-impact | Service Delivery | Classical / predictive ML | Not reported |
| Analyzing Registered Offerings Data to Understand Capital Formation Trends SEC-56 · Office of Information Technology (OIT), Office of the Chief | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
| Analyzing EDGAR Search Trends to Understand Public Interest in Filings SEC-57 · Office of the Chief Data Officer (OCDO), Office of Informati | SEC | Pre-deployment | Not high-impact | Service Delivery | Classical / predictive ML | Not reported |
| Analyzing Form ADV Data to Identify Trends Among Investment Advisers SEC-58 · Office of the Chief Data Officer (OCDO), Office of Informati | SEC | Pre-deployment | Not high-impact | Other | Classical / predictive ML | Not reported |
| Rule and Comment Organization and Summarization SEC-59 · Division of Trading and Markets (TM), Office of the Chief Da | SEC | Pre-deployment | Not high-impact | Service Delivery | Generative AI | Not reported |
| AI-enabled information collection and curation SEC-60 · Office of the Chief Data Officer (OCDO) | SEC | Pre-deployment | Not high-impact | Information Technology | Agentic AI | Not reported |
| AI-enabled information dissemination SEC-61 · Office of the Chief Data Officer (OCDO) | SEC | Pre-deployment | Not high-impact | Information Technology | Agentic AI | Not reported |
| Streamlining initial research SEC-65 · Division of Enforcement (ENF), Division of Examinations (EXA | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Use natural language to query crypto market data and create on demand visualizations with prepopulated thresholds SEC-66 · Office of the Chief Data Officer (OCDO) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Comparing EDGAR system access request forms SEC-69 · EDGAR Business Office (EBO) | SEC | Pre-deployment | Not high-impact | Service Delivery | Computer vision | Not reported |
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