Governance and accountability

Governance evidence

What agencies reported about the OMB M-25-21 minimum practices for high-impact AI. This is a disclosure analysis, not an audit, a compliance finding or an official assessment. An unanswered question is missing evidence, not evidence that a safeguard is absent.

Governance report

Practice-by-practice evidence

Denominator: 19 records · use cases designated high-impact

Reported in placeReported in progressNot applicableOther or ambiguous answer

Pre-deployment testing

Pre-deployment testing
Reported in place: 2 (10.5%)Pre-deployment testing
Reported in progress: 17 (89.5%)

AI impact assessment

AI impact assessment
Reported in progress: 19 (100.0%)

Independent review

Independent review
Reported in progress: 19 (100.0%)

Ongoing monitoring

Ongoing monitoring
Reported in progress: 19 (100.0%)

Operator training

Operator training
Reported in progress: 19 (100.0%)

Fail-safe

Fail-safe
Reported in progress: 19 (100.0%)

Appeal process

Appeal process
Reported in place: 1 (5.3%)Appeal process
Reported in progress: 17 (89.5%)Appeal process
Not applicable: 1 (5.3%)

User and public consultation

User and public consultation
Reported in progress: 17 (89.5%)User and public consultation
Other or ambiguous answer: 2 (10.5%)

Practice	In scope	In place	In progress	N/A	Other	Answered	In place of applicable
Pre-deployment testing	19	2	17	0	0	100%	11% of 19
AI impact assessment	19	0	19	0	0	100%	0% of 19
Independent review	19	0	19	0	0	100%	0% of 19
Ongoing monitoring	19	0	19	0	0	100%	0% of 19
Operator training	19	0	19	0	0	100%	0% of 19
Fail-safe	19	0	19	0	0	100%	0% of 19
Appeal process	19	1	17	1	0	100%	6% of 18
User and public consultation	19	0	17	0	2	100%	0% of 19

Answered = records with any answer ÷ records in scope. In place of applicable = reported in place ÷ (in scope minus not applicable, precluded and waived). Unanswered records stay in that denominator, so the rate is a lower bound on reported evidence, not an estimate of real practice.

Agency-by-safeguard heatmap

Cell: share reported in place, among applicable recordsIn place Answered

Agency by governance practice
	Testing	Impact assess.	Indep. review	Monitoring	Training	Fail-safe	Appeal	Consultation	n
DOJ	0%	0%	0%	0%	0%	0%	0%	0%	17
DHS	100%	0%	0%	0%	0%	0%	100%	0%	2

Hatched cells: the agency answered nothing for that practice, so there is no evidence either way. Compare agencies with care: each agency is one reporting unit, and portfolios differ in size and type.

Records requiring further investigation

19 records with at least one practice unanswered or in progressOpen in explorer

Use case	Stage	Test	AIA	Review	Monitor	Train	Fail-safe	Appeal	Consult
Passive Body Scanner DHS · DHS-2380	Deployed	Reported in place	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Not applicable	Other or ambiguous answer
Traffic Jam DHS · DHS-2570	Deployed	Reported in place	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in place	Other or ambiguous answer
Unmanned Aerial Systems (UAS) DOJ · DOJ-0003	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Cell Hawk (via HIDTA partners) DOJ · DOJ-0010	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Axon Evidence.com DOJ · DOJ-0015	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Commercial LPR (via HIDTA partners) DOJ · DOJ-0035	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Thomson Reuters Vigilant Vehicle Manager DOJ · DOJ-0038	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Veritone Illuminate DOJ · DOJ-0039	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Thomson Reuters CLEAR - License Plate Recognition DOJ · DOJ-0048	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Facial Recognition Technology DOJ · DOJ-0122	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
License Plate Reader 1 DOJ · DOJ-0124	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Facial Recognition Technology and Data Mapping Tools DOJ · DOJ-0126	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
License Plate Reader 2 DOJ · DOJ-0130	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
License Plate Reader 3 DOJ · DOJ-0131	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Facial Recognition Technology and Data Mapping Tools - 2 DOJ · DOJ-0137	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Nlets Nationwide License Plate Reader Pointer Index DOJ · DOJ-0198	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Axon Video Retention Solution (VRS) - object recognition and redaction DOJ · DOJ-0225	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Facial Recognition Technology DOJ · DOJ-0226	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress
Axon Video Retention Solution (VRS) - Transcription DOJ · DOJ-0232	Deployed	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress	Reported in progress

Unanswered analytical questions

Generated from the data; for follow-up with agencies

19 high-impact use cases are reported as deployed while their AI impact assessment is reported in progress. Was deployment authorised before the assessment was complete?
1 high-impact use cases mark an appeal process as not applicable. On what basis was each individual outcome judged not contestable?
16 high-impact use cases report using PII but give no link to a Privacy Impact Assessment. Is a PIA published elsewhere?

These are questions the inventory raises but cannot answer. They are not findings of non-compliance.