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Snapshot · OMB 2025 inventory · processed Oct 11, 2026
SEC · SEC-40 · record R0033

Extracting data from FOIA request forms

Securities and Exchange Commission · Office of Information Technology (OIT)

Overview

Development stage
DeployedSource: c) Deployed – The use case is being actively authorized or utilized to support the functions or mission of an agency.
High-impact designation
Not high-impactSource: c) Not high-impact
Impact justification
Not reported
Start date
2025-03 (month precision)Source: 03/2025
Withheld from public reporting
NoSource: a) No

Mission

Topic area
Administrative Functions
Operational functions
Document processing and extraction, FOIA and records management Derived by keyword rules; see methodology

Problem the AI is intended to solve

Capture and load data from a FOIA form into a SharePoint list for tracking through the eDiscovery Lifecycle. This alleviates time demands for manual entry from one system to another.

Expected benefits

To capture and load data from a FOIA form into a SharePoint list for tracking through the eDiscovery Lifecycle.

System outputs

Extracts data from Microsoft word document to a SharePoint.

Technology

AI classification
Generative AISource: Generative AI: AI that generates new or synthetic content (e.g., images, videos, audio, text, code).
System name(s)
Not reported
Custom-developed code
No
Public source code
Not reported

Sourcing

How it was built
Contract and in-houseSource: c) Developed with both contracting and in-house resources
Vendor (as reported)
GDIT
Vendors (standardized)
GDIT

A vendor is the supplier named by the agency. It does not identify the underlying model or AI technology.

Data and privacy

Involves PII
No
Privacy Impact Assessment
Not reported
Authorization to Operate
No
Demographic features
k) None of the above
Training and evaluation data
We used the FOIA forms submitted to eDiscovery to train the model.
Federal Data Catalog
Not reported

Governance

0 of 8 minimum-practice questions answered. A blank answer means the agency reported nothing; it does not mean the practice is absent.

Pre-deployment testingNo answer reported
AI impact assessmentNo answer reported
Independent reviewNo answer reported
Ongoing monitoringNo answer reported
Operator trainingNo answer reported
Fail-safeNo answer reported
Appeal processNo answer reported
User and public consultationNo answer reported

Potential impacts and how they were identified

Not reported