Federal AI Intelligence
Menu
Snapshot · OMB 2025 inventory · processed Oct 11, 2026
Federal AI Intelligence · U.S. Government AI Observatory

Custom inventory report

Filter: agency = SEC; stage = deployed

Generated 2026-10-12 10:03 UTCDataset: 2025 Federal Agency AI Use Case Inventory (individually reported use cases), Office of Management and Budget (OMB). Version 2025-inventory@62d5baa65fa3, processed 2026-10-11, rules 2026.10.1. Static snapshot.Applied filters: agency = SEC; stage = deployed · 20 records

Key findings

  • 20 use-case records from 1 agencies: 20 deployed (100%), 0 pilots, 0 in development or acquisition, 0 retired, 0 with no stage reported.
  • 0 records are designated high-impact; 0 of them (n/a) answered at least one minimum-practice question.
  • 35% of reported deployed use cases (7 of 20) are classified as generative or agentic AI.
  • Sourcing is reported for 100% of use cases. Where reported, 70% involve in-house development.

Lifecycle

StageRecordsShare
Deployed20100%

AI technology

ClassificationRecordsShareDeployed
Generative AI735%7
Classical / predictive ML735%7
Natural language processing210%2
Computer vision315%3
Reinforcement learning15%1

Agencies

AgencyRecordsDeployedHigh-impactCompleteness
SEC · Securities and Exchange Commission2020098%

High-impact designation

DesignationRecords
Not high-impact20

Governance evidence: use cases designated high-impact

PracticeIn placeIn progressNot in placeN/A or precludedOtherNo answerIn scope
Pre-deployment testing0000000
AI impact assessment0000000
Independent review0000000
Ongoing monitoring0000000
Operator training0000000
Fail-safe0000000
Appeal process0000000
User and public consultation0000000

"In place" means the agency reported the practice as established. "No answer" means the field was blank; it says nothing about whether the practice exists.

Method

All figures are computed directly from the normalised inventory records. Category labels are normalised from the source answer options; original values are kept on each record. Governance answers are classified as in place, in progress, not in place, not applicable, precluded, waived, other or no answer, and blanks are never read as "no". See the Methodology page for full rules.

Limitations

  • Figures are what agencies reported in the 2025 inventory. They are not verified, and registration of use cases is not complete for every agency.
  • A blank answer is missing evidence, not evidence that a practice or safeguard is absent.
  • Counts are use-case records. A larger portfolio does not indicate better performance or greater AI maturity, and agencies differ in how they split systems into use cases.
  • The inventory has no budget, cost, accuracy or outcome data. None is shown or inferred here.
  • This is a disclosure analysis. It is not an audit, a compliance determination or an official government assessment.

Source records

All 20 records.

RecordAgency IDAgencyUse caseStage
R0006SEC-5SEC8-K Filing SolutionDeployed
R0007SEC-6SECTraining Conversation ToolDeployed
R0017SEC-19SECName MatchingDeployed
R0018SEC-20SECParsing of Plain Language Descriptions to Machine-Readable NotationsDeployed
R0021SEC-23SECUsing Natural Language Processing Techniques to Search and Analyze Certain FilingsDeployed
R0022SEC-24SECUsing Machine Learning/Artificial Intelligence Techniques to Predict Entities With Certain Risk CharacteristicsDeployed
R0023SEC-25SECDeveloped Parsing Logic for FilingsDeployed
R0024SEC-26SECIdentification of Potentially Manipulative Activity in Certain AccountsDeployed
R0026SEC-33SECOptical Character Recognition (OCR) for Records AnalysisDeployed
R0027SEC-34SECSingle Event Insider Trading AnalysisDeployed
R0028SEC-35SECUtilize Westlaw Quick Check to cross check SEC documents.Deployed
R0031SEC-38SECUsing AI Large Language Model chat for general tasks/questionsDeployed
R0033SEC-40SECExtracting data from FOIA request formsDeployed
R0040SEC-47SECUsing AI to answer questions about a corpus of uploaded filesDeployed
R0042SEC-49SECCreating AI generated imagesDeployed
R0055SEC-62SECLegal Research (Lexis+)Deployed
R0056SEC-63SECLegal Research (Westlaw Precision)Deployed
R0057SEC-64SECNatural language search on images through FlashPointDeployed
R0060SEC-67SECTracing digital asset transactions and identifying entities controlling wallet addressesDeployed
R0061SEC-68SECImprove efficiency of comment letter ingestionDeployed

Prepared with Federal AI Intelligence by Irakli Petriashvili. Source: https://github.com/ombegov/2025-Federal-Agency-AI-Use-Case-Inventory