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Snapshot · OMB 2025 inventory · processed Oct 11, 2026
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Federal AI Intelligence · U.S. Government AI Observatory

Federal AI landscape: executive briefing

Filtered: agency = SEC; AI type = generative

Generated 2026-10-12 18:31 UTCDataset: 2025 Federal Agency AI Use Case Inventory (individually reported use cases), Office of Management and Budget (OMB). Version 2025-inventory@62d5baa65fa3, processed 2026-10-11, rules 2026.10.1. Static snapshot.Applied filters: agency = SEC; AI type = generative · 24 records

Key findings

  • 24 use-case records from 1 agencies: 7 deployed (29%), 4 pilots, 13 in development or acquisition, 0 retired, 0 with no stage reported.
  • 0 records are designated high-impact; 0 of them (n/a) answered at least one minimum-practice question.
  • 100% of reported deployed use cases (7 of 7) are classified as generative or agentic AI.
  • Sourcing is reported for 46% of use cases. Where reported, 55% involve in-house development.

Lifecycle

StageRecordsShare
Deployed729%
Pilot417%
Pre-deployment1354%

AI technology

ClassificationRecordsShareDeployed
Generative AI24100%7

Agencies

AgencyRecordsDeployedHigh-impactCompleteness
SEC · Securities and Exchange Commission247074%

High-impact designation

DesignationRecords
Not high-impact24

Governance evidence: use cases designated high-impact

PracticeIn placeIn progressNot in placeN/A or precludedOtherNo answerIn scope
Pre-deployment testing0000000
AI impact assessment0000000
Independent review0000000
Ongoing monitoring0000000
Operator training0000000
Fail-safe0000000
Appeal process0000000
User and public consultation0000000

"In place" means the agency reported the practice as established. "No answer" means the field was blank; it says nothing about whether the practice exists.

Method

All figures are computed directly from the normalised inventory records. Category labels are normalised from the source answer options; original values are kept on each record. Governance answers are classified as in place, in progress, not in place, not applicable, precluded, waived, other or no answer, and blanks are never read as "no". See the Methodology page for full rules.

Limitations

  • Figures are what agencies reported in the 2025 inventory. They are not verified, and registration of use cases is not complete for every agency.
  • A blank answer is missing evidence, not evidence that a practice or safeguard is absent.
  • Counts are use-case records. A larger portfolio does not indicate better performance or greater AI maturity, and agencies differ in how they split systems into use cases.
  • The inventory has no budget, cost, accuracy or outcome data. None is shown or inferred here.
  • This is a disclosure analysis. It is not an audit, a compliance determination or an official government assessment.

Source records

All 24 records.

RecordAgency IDAgencyUse caseStage
R0028SEC-35SECUtilize Westlaw Quick Check to cross check SEC documents.Deployed
R0031SEC-38SECUsing AI Large Language Model chat for general tasks/questionsDeployed
R0033SEC-40SECExtracting data from FOIA request formsDeployed
R0040SEC-47SECUsing AI to answer questions about a corpus of uploaded filesDeployed
R0042SEC-49SECCreating AI generated imagesDeployed
R0055SEC-62SECLegal Research (Lexis+)Deployed
R0056SEC-63SECLegal Research (Westlaw Precision)Deployed
R0029SEC-36SECAugmenting cyber threat alerts on the ACES platform with ACES's specific information.Pilot
R0030SEC-37SECLarge Language Model analysis for the Tips, Complaints and Referrals (TCR) systemPre-deployment
R0032SEC-39SECAgentic Knowledge Base of Amazon Web Services Cloud Environment for the Securities and Exchange Commission (ACES)Pilot
R0034SEC-41SECKnowledge base of federal securities law and chatbotPre-deployment
R0035SEC-42SECKnowledge base of crypto comments and chatbotPre-deployment
R0036SEC-43SECCreate description of documents for records management in sharepointPre-deployment
R0037SEC-44SECWestlaw Co-CounselPilot
R0038SEC-45SECLexis ProtegePilot
R0039SEC-46SECSemantic Layer Natural Language QueryPre-deployment
R0041SEC-48SECAI Chart GenerationPre-deployment
R0043SEC-50SECDisclosure Review ChatbotPre-deployment
R0044SEC-51SECNote-Taking AssistantPre-deployment
R0045SEC-52SECPublic Website SearchPre-deployment
R0046SEC-53SECChatbot with SEC DocumentsPre-deployment
R0052SEC-59SECRule and Comment Organization and SummarizationPre-deployment
R0058SEC-65SECStreamlining initial researchPre-deployment
R0059SEC-66SECUse natural language to query crypto market data and create on demand visualizations with prepopulated thresholdsPre-deployment

Prepared with Federal AI Intelligence by Irakli Petriashvili. Source: https://github.com/ombegov/2025-Federal-Agency-AI-Use-Case-Inventory