AI use-case explorer
AI use cases
Search and filter every reported use case. Open a record for the agency's full description, governance answers and source provenance.
Columns (7)
| Use case | Agency | Stage | High-impact | Topic area | AI classification | Sourcing |
|---|---|---|---|---|---|---|
| Extracting data from FOIA request forms SEC-40 · Office of Information Technology (OIT) | SEC | Deployed | Not high-impact | Administrative Functions | Generative AI | Contract and in-house |
| Using AI to answer questions about a corpus of uploaded files SEC-47 · Division of Enforcement (ENF), Division of Economic and Risk | SEC | Deployed | Not high-impact | Other | Generative AI | Contract and in-house |
| Creating AI generated images SEC-49 · Division of Enforcement (ENF), Division of Economic and Risk | SEC | Deployed | Not high-impact | Other | Generative AI | Contract and in-house |
| Legal Research (Lexis+) SEC-62 · Office of the Chief Data Officer (OCDO) | SEC | Deployed | Not high-impact | Other | Generative AI | Purchased from vendor |
| Legal Research (Westlaw Precision) SEC-63 · Office of the Chief Data Officer (OCDO) | SEC | Deployed | Not high-impact | Other | Generative AI | Purchased from vendor |
| Using AI Large Language Model chat for general tasks/questions SEC-38 · Division of Enforcement (ENF) | SEC | Deployed | Not high-impact | Other | Generative AI | Contract and in-house |
| Utilize Westlaw Quick Check to cross check SEC documents. SEC-35 · Division of Enforcement (ENF) | SEC | Deployed | Not high-impact | Other | Generative AI | Purchased from vendor |
| Westlaw Co-Counsel SEC-44 · Division of Enforcement (ENF), Division of Examinations (EXA | SEC | Pilot | Not high-impact | Other | Generative AI | Purchased from vendor |
| Lexis Protege SEC-45 · Division of Enforcement (ENF), Division of Examinations (EXA | SEC | Pilot | Not high-impact | Other | Generative AI | Purchased from vendor |
| Agentic Knowledge Base of Amazon Web Services Cloud Environment for the Securities and Exchange Commission (ACES) SEC-39 · Office of Information Technology (OIT) | SEC | Pilot | Not high-impact | Information Technology | Generative AI | Developed in-house |
| Augmenting cyber threat alerts on the ACES platform with ACES's specific information. SEC-36 · Office of Information Technology (OIT) | SEC | Pilot | Not high-impact | Cybersecurity | Generative AI | Developed in-house |
| Large Language Model analysis for the Tips, Complaints and Referrals (TCR) system SEC-37 · Division of Enforcement (ENF) | SEC | Pre-deployment | Not high-impact | Service Delivery | Generative AI | Not reported |
| Knowledge base of federal securities law and chatbot SEC-41 · Division of Investment Management (IM) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Knowledge base of crypto comments and chatbot SEC-42 · Division of Investment Management (IM) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Create description of documents for records management in sharepoint SEC-43 · Office of the Chief Operating Officer (OCOO) | SEC | Pre-deployment | Not high-impact | Administrative Functions | Generative AI | Not reported |
| Semantic Layer Natural Language Query SEC-46 · Division of Economic and Risk Assessment (DERA), Office of t | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| AI Chart Generation SEC-48 · Division of Economic and Risk Assessment (DERA), Office of t | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Disclosure Review Chatbot SEC-50 · Division of Corporation Finance (CF) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Note-Taking Assistant SEC-51 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Public Website Search SEC-52 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Chatbot with SEC Documents SEC-53 · Division of Examinations (EXAMS) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Rule and Comment Organization and Summarization SEC-59 · Division of Trading and Markets (TM), Office of the Chief Da | SEC | Pre-deployment | Not high-impact | Service Delivery | Generative AI | Not reported |
| Streamlining initial research SEC-65 · Division of Enforcement (ENF), Division of Examinations (EXA | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
| Use natural language to query crypto market data and create on demand visualizations with prepopulated thresholds SEC-66 · Office of the Chief Data Officer (OCDO) | SEC | Pre-deployment | Not high-impact | Other | Generative AI | Not reported |
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