Federal AI Intelligence
Menu
Snapshot · OMB 2025 inventory · processed Oct 11, 2026
← All report templates
Federal AI Intelligence · U.S. Government AI Observatory

Agency AI profile

Securities and Exchange Commission (SEC)

Generated 2026-10-11 23:49 UTCDataset: 2025 Federal Agency AI Use Case Inventory (individually reported use cases), Office of Management and Budget (OMB). Version 2025-inventory@62d5baa65fa3, processed 2026-10-11, rules 2026.10.1. Static snapshot.Applied filters: agency = SEC · 60 records

Key findings

  • SEC reported 60 use cases (1.7% of all records): 20 deployed, 5 pilots, 23 in development or acquisition, 12 retired, 0 with no stage.
  • 0 are designated high-impact; 0 of those answered at least one minimum-practice question.
  • Mean disclosure completeness is 66% of 12 core fields, ranking 26 of 41 agencies.
  • Sourcing is reported for 42% of records.

Portfolio

Technology

ClassificationRecordsShare
Generative AI2440%
Classical / predictive ML1423%
Natural language processing23%
Computer vision47%
Agentic AI35%
Reinforcement learning12%
Not reported1220%

Topic areas

TopicRecordsShare
Other3253%
Service Delivery712%
Information Technology35%
Administrative Functions23%
Cybersecurity23%
Human Resources12%
Law Enforcement12%
Not reported1220%

Governance disclosures (high-impact records)

No use cases designated high-impact.

Field completeness

FieldSECAll agencies
Stage100%91%
High-impact designation100%88%
Topic area80%83%
AI classification80%82%
Problem80%84%
Benefits80%82%
Outputs80%79%
Sourcing42%44%
Start date38%39%
ATO40%43%
PII38%42%
Custom code35%47%

Method

All figures are computed directly from the normalised inventory records. Category labels are normalised from the source answer options; original values are kept on each record. Governance answers are classified as in place, in progress, not in place, not applicable, precluded, waived, other or no answer, and blanks are never read as "no". See the Methodology page for full rules.

Limitations

  • Figures are what agencies reported in the 2025 inventory. They are not verified, and registration of use cases is not complete for every agency.
  • A blank answer is missing evidence, not evidence that a practice or safeguard is absent.
  • Counts are use-case records. A larger portfolio does not indicate better performance or greater AI maturity, and agencies differ in how they split systems into use cases.
  • The inventory has no budget, cost, accuracy or outcome data. None is shown or inferred here.
  • This is a disclosure analysis. It is not an audit, a compliance determination or an official government assessment.

Source records

First 40 of 60 records, deployed first. The full list is available as CSV from the explorer with the same filters.

RecordAgency IDAgencyUse caseStage
R0006SEC-5SEC8-K Filing SolutionDeployed
R0007SEC-6SECTraining Conversation ToolDeployed
R0017SEC-19SECName MatchingDeployed
R0018SEC-20SECParsing of Plain Language Descriptions to Machine-Readable NotationsDeployed
R0021SEC-23SECUsing Natural Language Processing Techniques to Search and Analyze Certain FilingsDeployed
R0022SEC-24SECUsing Machine Learning/Artificial Intelligence Techniques to Predict Entities With Certain Risk CharacteristicsDeployed
R0023SEC-25SECDeveloped Parsing Logic for FilingsDeployed
R0024SEC-26SECIdentification of Potentially Manipulative Activity in Certain AccountsDeployed
R0026SEC-33SECOptical Character Recognition (OCR) for Records AnalysisDeployed
R0027SEC-34SECSingle Event Insider Trading AnalysisDeployed
R0028SEC-35SECUtilize Westlaw Quick Check to cross check SEC documents.Deployed
R0031SEC-38SECUsing AI Large Language Model chat for general tasks/questionsDeployed
R0033SEC-40SECExtracting data from FOIA request formsDeployed
R0040SEC-47SECUsing AI to answer questions about a corpus of uploaded filesDeployed
R0042SEC-49SECCreating AI generated imagesDeployed
R0055SEC-62SECLegal Research (Lexis+)Deployed
R0056SEC-63SECLegal Research (Westlaw Precision)Deployed
R0057SEC-64SECNatural language search on images through FlashPointDeployed
R0060SEC-67SECTracing digital asset transactions and identifying entities controlling wallet addressesDeployed
R0061SEC-68SECImprove efficiency of comment letter ingestionDeployed
R0003SEC-1SECComment Letter Review and AnalysisRetired
R0004SEC-2SECForms FiledRetired
R0005SEC-3SECTailored Shareholder Report (TSR)Retired
R0008SEC-7SECMobile Phone Artificial Intelligence FeaturesRetired
R0009SEC-9SECCF Staff Review CommentsPre-deployment
R0010SEC-10SECEDGAR Filing Certification Review SolutionRetired
R0011SEC-11SECEvaluating Cybersecurity AlertsPilot
R0012SEC-12SECEDGAR Filing Audit Report SolutionRetired
R0013SEC-14SECEDGAR Technical Support Public ChatbotRetired
R0014SEC-15SECEDGAR Filing Signature Review SolutionRetired
R0015SEC-16SECEDGAR Filing Risk Disclosure Review SolutionRetired
R0016SEC-17SECTesting Developer WorkflowsRetired
R0019SEC-21SECIdentification of Potentially Manipulative Trading Activity in Registrant DataPre-deployment
R0020SEC-22SECTesting of Various AI Algorithms and ModelsRetired
R0025SEC-27SECUsing AI to Help with Coding-Related Tasks/QuestionsRetired
R0029SEC-36SECAugmenting cyber threat alerts on the ACES platform with ACES's specific information.Pilot
R0030SEC-37SECLarge Language Model analysis for the Tips, Complaints and Referrals (TCR) systemPre-deployment
R0032SEC-39SECAgentic Knowledge Base of Amazon Web Services Cloud Environment for the Securities and Exchange Commission (ACES)Pilot
R0034SEC-41SECKnowledge base of federal securities law and chatbotPre-deployment
R0035SEC-42SECKnowledge base of crypto comments and chatbotPre-deployment

Prepared with Federal AI Intelligence by Irakli Petriashvili. Source: https://github.com/ombegov/2025-Federal-Agency-AI-Use-Case-Inventory